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Compass: Research Management and Compliance Solution

RiverPark Research (RPR) provides strategic technology solutions designed to help clients manage their research process. Through the use of RPR’s industry-leading compliance practices and advanced compliance solution, Compass, RPR will manage all interactions with our clients’ outside consultants, implementing their research policies and complementing their compliance workflow.

Implement your compliance protocols and capture all interactions with outside consultants

RPR’s sophisticated technology meets critical compliance requirements and delivers features that are unattainable with paper-based processes.

  • Integrated reporting to allow managers to view compliance status and results before consultations occur and to approve critical steps in the process
  • Application of firm-specific rules to consultation process, reducing company risk exposure
  • Configurable workflow process and permission-based event recording


    • RPR allows you to map your existing internal controls to our compliance solution, Compass, for tighter compliance practices:

  • Create a centralized repository for all documents and evidence of compliance
  • Define workflows for reviews and associated controls
  • Access workflow dashboards for easy review of adherence to processes
  • Maintain audit trails for each compliance activity
  • Extend benefits of automated workflows and process management to areas beyond compliance, e.g., investment management and research
  • Organize workflows and controls with RPR’s graphical user interface


    • Compass is available as a licensed platform or Software-as-a-Service model, to manage all outside research activities.

    To learn more about Compass, please contact sales@riverparkresearch.com.